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Industries · Wealth & financial advisory

Wealth & financial advisory.

Reviews prepped the night before, write-ups done the same day, suitability evidenced and idle cash caught. The adviser advises.

Use cases

What advisers run on Hive

  • Client onboarding and KYC
  • Suitability documentation
  • Portfolio review preparation
  • Meeting notes and follow-ups
  • Performance reporting
  • Compliance monitoring
  • Fee and billing recs
  • Client correspondence
  • Annual review scheduling
  • Client onboarding and KYC
  • Suitability documentation
  • Portfolio review preparation
  • Meeting notes and follow-ups
  • Performance reporting
  • Compliance monitoring
  • Fee and billing recs
  • Client correspondence
  • Annual review scheduling
Wealth & financial advisory

Reviews ready before you ask.No idle cash, evidenced advice.

Governed autonomy

Autonomy is earned, not switched on.

Every use case starts on a rung you choose. Each approval teaches Hive the boundary. As approvals become routine, the work moves up a rung, within limits you set and can pull back at any time.

AdvisoryHive surfaces and recommends. People act.
Draft for approvalHive prepares the output. A person reviews and sends.
Execute after approvalHive runs the whole process once a person says go.
Autonomous with exceptionsHive runs routine cases itself and routes only the exceptions.

Connect your client data

CRM, custodians and calendars in one governed workflow, review to report.

The work Hive takes over

Use case examples. A sample of the work Hive takes over. The full map is drawn with your team in week one.

Every annual review needs an hour of prep across four systems.

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Autonomous with exceptions

Hive assembles the review pack the night before: performance, contributions, last-meeting actions, allowances remaining and flagged life events. The adviser walks in ready.

ReadsIntelliflo, Xplan, Transact, Outlook
OutputReview pack
Review pack: Household 0218Performance + allowances + actionsPrep: 8 min

The post-meeting write-up and CRM update never happens the same day.

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Draft for approval

Hive turns the meeting into a structured summary, updates the CRM, creates the follow-up tasks and drafts the client recap for the adviser to send.

ReadsMeeting notes, Intelliflo, Outlook
OutputSummary, CRM update, recap draft
Review summarisedCRM updated4 tasks createdRecap draftedSame day

Suitability evidence is scattered and the file is never quite audit-ready.

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Advisory

Hive monitors client communications, assembles the suitability evidence against each recommendation, and flags any file missing a record before the audit does.

ReadsIntelliflo, Outlook, document store
OutputEvidenced files, gaps flagged
38 files checked3 missing suitability noteFlagged with briefAudit-ready

New-client onboarding is weeks of forms across platforms and custodians.

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Execute after approval

Hive collects the documents, pre-fills the platform paperwork, opens the accounts and sets up the cashflow, chasing whatever's missing automatically.

ReadsTransact, DocuSign, Outlook
OutputOpened accounts, chase log
ISA + GIA + SIPP opened6 docs collected2 chasedDocuSign sent

Idle cash and drifted portfolios sit unnoticed between reviews.

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Advisory

Hive watches every account for uninvested cash, unused allowances and drift beyond mandate, and drafts the action note for the adviser.

ReadsTransact, Xplan
OutputAction notes
Idle cash: 7 households£1.2M uninvestedDrift >5%: 4Notes drafted

Fee reconciliation against the platforms is a manual month-end chore.

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Execute after approval

Hive reconciles adviser-charging and platform fee statements against expected income, flags shortfalls and missing payments, and drafts the queries.

ReadsPlatform statements, Xero
OutputReconciliation, queries
Fees reconciled: 3 platforms4 shortfalls flaggedQueries drafted£6,400 recovered

Quarterly commentary for the whole client book is a week the team doesn't have.

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Draft for approval

Hive drafts personalised, on-brand performance commentary for every household, accurate to their holdings, for the adviser to approve in one pass.

ReadsTransact, Xplan, template library
OutputCommentary per household
214 householdsQ2 commentary draftedApproved in one passSent: 214

Prospect enquiries and referrals sit before anyone follows up.

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Autonomous with exceptions

Hive responds to new enquiries within minutes, books the discovery meeting, and prepares a one-page profile: assets, likely needs and the referral source.

ReadsWeb forms, Outlook, Intelliflo
OutputBooking, prospect profile
9 enquiriesResponded in minutes6 discovery meetings bookedProfiles prepared

Withdrawals, transfers and address changes each cross three systems and a week of back-and-forth.

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Execute after approval

Hive takes the client instruction, checks it against the mandate and the anti-fraud rules, pre-fills the platform and custodian forms, and executes after adviser sign-off, with the client kept informed.

ReadsCRM, platform, custodian portals
OutputCompleted instruction, client confirmation
38 instructions this weekChecked against mandateAdviser sign-offCompleted: 1.2 days

Markets fall and reassurance goes out one email at a time.

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Draft for approval

Hive drafts a personal note for every household on a market move, accurate to their holdings, exposure and plan, in the adviser's voice, and queues it for approval before the phones start.

ReadsPortfolio data, CRM, market feeds
OutputPersonalised client notes, call list
240 householdsNotes drafted in 20 minMost exposed: 11 flaggedSent after approval
Get started

Start with one client book. See the hours come back.

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